A new ansatz for extremal Laurent polynomials

This post describes a new method for generating Laurent polynomials in 3 variables.  Many of these Laurent polynomials are extremal or of low ramification, and they include the extremal Laurent polynomials mirror to 15 of the 17 minimal Fano 3-folds. We call this method the Minkowksi ansatz.

Let P be a 3-dimensional reflexive polytope.  We will construct a Laurent polynomial with Newton polytope equal to P, or in other words we will explain how to assign a coefficient to each integer point in P.  This goes as follows.

Lattice Minkowski sums

We say that a polygon Q is the lattice Minkowski sum of polygons R and S if and only if both:

  • Q = R + S, so that Q is the Minkowski sum of R and S as usual
  • the integer lattice in Q is the sum of the integer lattices in R and S.

Note that any of the the polygons Q, R, S here are allowed to be degenerate.

Examples:  here are two lattice Minkowksi decompositions P = Q+R of a hexagon:

A lattice Minkowksi decomposition

Another lattice Minkowski decomposition

Note that the same lattice polygon can have more than one lattice Minkowski decomposition.  Note also that the first decomposition here is not a complete decomposition into lattice-Minkowksi-irreducible pieces, because the square Q can be further decomposed as the sum of a vertical and a horizontal line.

This is not a lattice Minkowski decomposition

The example above is not a lattice Minkowski decomposition, because the lattice in P is not the sum of the lattices in Q and R.  In fact P is lattice Minkowski irreducible.

Decompose the facets into irreducible pieces

There are 4319 3-dimensional reflexive polytopes.  These polytopes contain a total of 344 distinct facets, where we regard two facets as the same if and only if they differ by a lattice-preserving automorphism.  Of these facets, 79 are lattice Minkowski irreducible.  These 79 facets are also the non-degenerate polygons which occur when the 344 total facets are decomposed into lattice Minkowksi irreducible pieces.  Of those 79 facets, exactly 8 contain no interior lattice points.  Those 8 triangles, which we call admissible triangles are all of type A_n:

The eight admissible triangles

In other words, the cones over these triangles give affine toric varieties that are transverse A_n singularities, for 1 \leq n \leq 8.

The ansatz

Given a 3-dimensional reflexive polytope P, we construct a possibly-empty list of Laurent polynomials as follows.  For each facet F of P, decompose F into lattice-Minkowksi-irreducible pieces in all possible ways.  Discard any such decomposition of F which contains a non-degenerate polygon that is not an admissible triangle.  Any remaining decomposition of F will consist of line segments and admissible triangles.  To this decomposition we associate a Laurent polynomial which is the product of certain basic Laurent polynomials corresponding to line segments and  to admissible triangles.  The basic Laurent polynomials for admissible triangles are:

The coefficients of the basic Laurent polynomials for admissible triangles.

and so on for the remaining admissible triangles.  The basic Laurent polynomials for line segments are:

The coefficients of the basic Laurent polynomials for line segments

and so on for other line segments.

So now, for each facet F of P, we have a list L_F of Laurent polynomials; this list will be empty if F cannot be written as a lattice Minkowksi sum of line segments and admissible triangles. In other words for each facet F we have list of ways of assigning coefficients to each integer point in F.  We seek a list of Laurent polynomials with Newton polytope equal to P, or in other words a list of ways of assigning coefficients to each integer point in P.  This is produced by assigning the coefficient zero to the origin (which is the only interior point of P) and then assigning coefficients to the integer points on facets of P as specified in the facet lists (but amalgamated in all possible ways, so if there are n_F elements in the list for facet F then the number of elements in the list for P is \prod_{\text{facets F}} n_F).

Points to Note

  • This ansatz almost generalizes the earlier recipes given by Pryjzalkowski and Galkin, but differs a little because of the difference between Minkowski decomposition and lattice Minkowksi decomposition.
  • Altman has studied the deformation theory of affine toric varieties and discovered a close connection with Minkowski decompositions.  Since we expect to find the local system associated to an extremal Laurent polynomial f as a piece of the quantum cohomology local system associated to a smoothing of the Newton polytope of f, this is encouraging.  But note that Minkowski decomposition and lattice Minkowksi decomposition are not the same.
  • We suspect that if P is a 3-dimensional reflexive polytope containing a facet with no admissible lattice Minkowski decompositions then the toric variety corresponding to P does not smooth.  More on this later.
  • This ansatz also fits well with  Kouchnirenko’s criterion for a Laurent polynomial to be degenerate.

(I learned this last point from Hiroshi.)

7 Comments

  1. Sergei says:

    We suspect that if is a 3-dimensional reflexive polytope containing a facet with no admissible lattice Minkowski decompositions then the toric variety corresponding to does not smooth.

    You mean the singularity corresponding to the cone over this facet does not admit a smoothing?

  2. Sergei says:

    The ansatz looks reasonable, since it obviously respects the simplest type of the symplectomorphisms

    (x,y,z) \to (x,y,\frac{z}{L'(x,y)})

    where

    L = L(x,y,z) = z L_1(x,y) + L_0(x,y) + \frac{L_{-1} (x,y)}{z}

    and

    L_1(x,y) = L'(x,y) \cdot L''(x,y)

    the product corresponds to some Minkowski decomposition of the facet supporting z L_1(x,y) i.e. F = F_1 + F_2 and L_1=L_F, L'=L_{F_1}, L''=L_{F_2}.

    I expect there is an ansatz like that for all smoothable polytopes (maybe not Gorenstein).

  3. Tom says:

    Note that my original post contained a mistake which I have now corrected: the only change is the description of how to go from a collection of lists of Laurent polynomials, one for each facet, to a list of Laurent polynomials for the polytope P.

    Sergei: does your comment 2 still apply to this corrected version?

  4. Tom says:

    @Sergei: with regard to comment 1, what Alessio expects is that if a 3d reflexive polytope P contains a face F without admissible decompositions then the toric variety X_P corresponding to P is not smoothable. This is precisely because, as you suggest, he expects that the toric co-ordinate patch on X_P corresponding to the cone over F will not smooth. But even if each face of P is such that the cone over it gives a smoothable affine toric variety, I expect that there may still be some global obstruction to smoothability because the local smoothings (i.e. the smoothings of the toric co-ordinate patches) may not glue together to give a smoothing of the whole toric variety.

  5. Sergei says:

    I cannot see what was the typo, but my comment2 is a positive feedback to the ansatz you wrote now — if there are two parallel facets, you can transmit some of their divisors between them.

  6. Sergei says:

    On local-to-global obstructions to smoothability: in dimension 2 they vanish, for ODP’s in dimension 3 they also vanish.

    There are some questions:

    Q1. a) What are the smoothable normal 3-dimensional toric singularities?
    There are some isolatedand some germs of non-isolated
    b) What are the possible incidence relations between them?

    Q2. Are local-to-global obstructions to smoothability vanish for smoothable toric singularities in dimension 3?

    Q3. Show (or disprove) that
    if
    the affine singularities corresponding to the cones over F_1 and F_2 are smoothable
    then
    the affine singularity corresponding to the cone over the Minkowski sum F_1 + F_2 is smoothable?

    According to Prokhorov Q1 is open.
    Answer for Q3 could be in Altmann-Straten.

  7. Tom says:

    I corrected a typo (343 distinct facets->344 distinct facets, twice) pointed out by Al. Sorry!

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